About the Business

A former practising solicitor, Andy is renowned for his compliance expertise. He was one of the authors of the current SRA Handbook and was formerly the manager of the Legal Policy, Advice and Information team (Legal and Enforcement).

During his seven years with the SRA Andy delivered a number of core training modules to hundreds of SRA colleagues as well as training Solicitors Disciplinary Tribunal members, to them panel of solicitors and lawyers across the country. Andy is a contributor to the ‘Law of Legal Services‘ published by Jordan publishing. In addition to advising and writing extensively on compliance while with the SRA he also led a review of for them information security and information management standards.

Prior to joining the SRA Andy worked in civil litigation in private practice for a little under 6 years. Outside of the Compliance Office Andy also holds a fee-paid judicial post, sits on fitness to practise hearings for the General Medical Council’s Medical Practitioners Tribunal Service and is a Board Member of Cilex Regulation.

Business Services

Templates and Apps

Templates and Apps

Solicitors Office Manual:

Our ever popular manual covers SRA risk and compliance, anti-money laundering, information security and much more.

Compliance registers app:

Simple and cost effective recording, reporting and update chasing for all of your complaints, undertakings, rules breaches and more with our great value app.

Solicitor CPD App:

Individual solicitors can make use of our CPD app free of charge to simplify CPD planning and recording from anywhere.

Firm-wide CPD App:

Automated chasing and simple CPD firm-wide reporting on compliance with the SRA's new CPD regime, including training and templates.

SRA Consultancy

SRA Consultancy

SRA Compliance Health Checks:

Our most popular service - get a specialist audit on your approach to SRA, money laundering or accounts rules compliance. Prices start at just £800.00 plus VAT and expenses including access to our templates and online training and hands on help remedying weaker areas.

Monthly SRA retainer packages:

Peace of mind and support at our most competitive rates. Get ongoing access to all of our templates and online training as well as annual audits of your systems, annual training and 'end of the phone' support throughout the year.

Solving your SRA queries and problems:

With years of expertise in SRA conduct, money laundering and accounts rules as well as access to a suite of templates and training solutions, our SRA consultants can solve your queries in a fraction of the time. It might be a one-off query or a new policy or project or ongoing monthly retainer support.

ABS and traditional firm SRA applications:

We have a 100% success rate in our work with new law firms in achieving SRA authorisation and our hands on help and templates can save hours of precious time as you seek to satisfy the SRA that you are ready to set up on your own. Leading ABS expertise available.

Location & Hours

A13-A14 Champions Business Park, Arrowe Brook Road. Upton

Wirral, CH49 0AB
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  • Office

    The Compliance Office

  • Get Directions

    A13-A14 Champions Business Park, Arrowe Brook Road. Upton, Wirral, CH49 0AB

  • Phone

    01789 205072